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What will the Senior Managers’ Regime mean for you?


Public, Staff, Students, Alumni, Prospective Postgraduates, Prospective Undergraduates, Academics

With the advent of the new Regime comes greater clarity in terms of responsibility and individual liability. It impacts every aspect of how financial services firms will be governed in the future. Cass Executive Education in association with the Risk Management Association and Lysis Financial invites you to join us for a whistle-stop tour of this new landscape.

When    Thursday, 17 March 2016 from 08:30 to 11:00 (GMT)
Where   Cass Executive Education - North Entrance 200 Aldersgate Street, London EC1A 4HD,
              United Kingdom


8.30      Registration

9.00      Welcome
             Steve Thomas - Professor of Finance, Cass Business School

9.05      Keynote – Regulator expectations of the SMR
             John Sutherland - Senior Adviser to the PRA, Bank of England

9.25      Presentation - Bridging the chasm between rules and behaviours.
             Gerry Harvey – Solicitor, former Global Head of Compliance, ICAP

9.35      Presentation - Who would want to be a Senior Manager?
             Jon Sweet - CEO, Lysis Financial

9.45      Presentation - The Whistleblowing Champion: your new best critical friend.
             Raymond Silverstein – Head of Employment, Browne Jacobson

10.00    Panel discussion
             Chris Flood (Chair) (Reporter on FTfm, the fund management section of the Financial
             Times), John Sutherland, Raymond Silverstein, Gerry Harvey & Jon Sweet

10.30    Networking - Pastries and refreshments will be served.

11.00    Close

Please follow this link to register for the event.

For further inquiries about this event please contact the organiser.

Cass Executive Education

Organiser of What will the Senior Managers’ Regime mean for you?

An integral part of City University London, Sir John Cass Business School is among the global elite of business schools that hold the gold standard of 'triple-crown' accreditation from the Association to Advance Collegiate Schools of Business (AACSB), the Association of MBAs (AMBA) and the European Quality Improvement System (EQUIS). We are consistently ranked amongst the best business schools and programmes in the world which, coupled with an established 40-year reputation for excellence in research and business education, enables us to attract some of the best academics, students and businesses worldwide into our exclusive Cass network.

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When & where

8.30am - 11.00amThursday 17th March 2016